[i]LEGAL STATUS
OF ISLANDS
– WITH
REFERENCE TO ARTICLE 121(3)
OF THE
UN CONVENTION
ON THE LAW OF THE SEA
Jon M. Van
Dyke
William S.
Richardson School of Law
University of
Hawai`i at Manoa
Honolulu,
Hawai`i USA
Seoul, Korea
December 9,
1999
Islands
present three distinct legal issues – (A) how can sovereignty be obtained over
them, (B) should they be entitled to generate extended maritime zones
(continental shelves and exclusive economic zones), and (C) should they affect
maritime boundary delimitations.
THE SOVEREIGNTY ISSUES
Several
decisions provide guidance regarding the rules that govern the ability of a
nation to claim ownership of isolated uninhabited island features--the Clipperton[ii]
and Isle of Palmas[iii]
arbitrations and the decisions by the International Court of Justice (ICJ) in
the Minquiers and Ecrehos[iv]
and Gulf of Fonseca[v]
cases.
Clipperton
is a remote and barren atoll 600 miles south of Mexico in the Pacific Ocean
which was claimed by France for its guano in 1858, but then ignored for decades
because the guano was not commercially exploitable. After Mexico asserted jurisdiction over the atoll in the 1890s
(claiming historic links traced back to earlier Spanish explorers), France and
Mexico agreed to submit the ownership dispute to arbitration, selecting as
arbitrator Victor Emmanuel, the Italian Emperor. When the decision was finally announced many decades later, in
1931, the award went to France, based primarily on its initial formal
"discovery" of the atoll. The
Emperor's opinion states that something more than mere discovery is normally
needed to establish ownership--"effective occupation" is also
required. And "effective
occupation" usually requires a presence in the territory and some
governmental structure capable of enforcing laws. But for uninhabited islets, these requirements are apparently
reduced. All that is necessary is that
"from the first moment when the occupying State makes its appearance
there," the territory is "at the absolute and undisputed disposition
of that state."[vi] As applied to the facts of Clipperton's
history, France's claim would appear to have been flimsy even under these weak
criteria, because U.S. citizens had explored Clipperton and Mexico had
established a garrison there.[vii] Nonetheless, the Emperor felt the French claim
had not been discredited by these events, and France was awarded title to the
atoll.
The
Palmas Island case concerned an inhabited island, but the analysis given
by Max Huber, the arbitrator to this dispute between the United States and the
Netherlands, reinforces the principle that less is required to acquire
ownership of uninhabited places. The
United States based its claim on Spain's earlier "discovery" and the
island's "contiguity" or proximity to the main Philippine islands
(which were then a colony of the United States). The Netherlands (which then controlled Indonesia) invoked its
contact with the region and its agreements with native princes. The arbitrator favored the Dutch, based on
their peaceful and continuous display of authority over Palmas. Spain's "discovery" did not confer
title because it was not accompanied by any subsequent occupation or attempts
to exercise sovereignty.[viii] In that sense, the Palmas decision is
inconsistent with Clipperton.
Arbitrator Huber also rejected the U.S. claim based on
"contiguity," concluding that international law does not support such
a principle.[ix]
The
International Court of Justice addressed these issues in 1953 in the Minquiers
and Ecrehos case.[x] Both France and the United Kingdom claimed
title to a groups of islets and rocks between the British island of Jersey and
the coast of France.[xi] Each party produced ancient historical
titles from the Middle Ages, but the Court found these materials to be
inconclusive[xii]
and instead focused on actual displays of authority during the 19th and 20th
centuries.[xiii] Based on this evidence, the Court determined
that the United Kingdom had exercised state functions over the features,[xiv]
and that France had not established any similar assertions of authority during
this period. The Court thus awarded
title over all of them to the United Kingdom.[xv] The Court also relied for its decision on
the view that the Minquiers group were a "dependency" of the Channel
islands (Jersey and Guernsey) and thus should be subject to the same sovereign
authority.[xvi]
A
more recent case involving a dispute that bears some resemblance to the
Spratlys is the Land, Island and Maritime Frontier Dispute (El
Salvador/Honduras; Nicaragua intervening),[xvii] decided by
a chamber of the International Court of Justice in 1992. This case involved a dispute over sovereign
ownership of several small islands in the Gulf of Fonseca, which is located
where the boundaries of El Salvador, Honduras, and Nicaragua meet. This area had been governed by a colonial
power--Spain--until 1821 when the region became independent and established the
Federal Republic of Central America.[xviii] This entity lasted until it disintegrated in
1839, when the presently existing states of Honduras, El Salvador, Nicaragua,
Costa Rica, and Guatemala were established.[xix] The Chamber ruled that the Fonseca islands
were not terra nullius at that time, but instead were inherited by the
new entities from Spain. It then
focused on which of the new countries occupied the islands, what actions
indicated the exercise of authority over them, and to what extent the other states
acquiesced in the exercise of authority.[xx] Id. at 565, para. 345. The Chamber emphasized that it was not
deciding whether occupation by one state over time could establish ownership in
a case where a pre-existing title was held by another state. Instead, the Chamber made clear that it was
relying upon occupation and acquiescence as evidence of the recognition
by the states of the region regarding which country had proper title over each
of the disputed islands when the evidence regarding a pre-existing title was
ambiguous.[xxi]
Based
on these principles, the Chamber awarded the island of El Tigre to Honduras
because of its occupation of this island for more than 100 years, accompanied
by some evidence of recognition by El Salvador that Honduras was authorized to
exercise authority over the island.[xxii] The Chamber then turned to Meanguera Island
(1586 hectares and long-inhabited) and Meanguerita Island (26 hectares and
uninhabited, lacking fresh water).[xxiii] The Chamber found evidence of occupation
("effective possession and control") of these islands by El Salvador
since 1854, and found no effective protests by Honduras.[xxiv] The Chamber's conclusion was thus that
"Honduras was treated as having succeeded to Spanish sovereignty over El
Tigre, and El Salvador to Spanish sovereignty over Meanguera and
Meanguerita," with Meanguerita being viewed as an "appendage" to
or "dependency" of Meanguera.[xxv]
How
do these somewhat conflicting precedents apply to the current disputes over
ownership of islets? Discovery alone
does not give sufficient title, and some degree of "effective
occupation" is needed. Although
the requirements for "discovery" of remote uninhabited islands (in a terra
nullius status) may be less strict than for populated territories,[xxvi]
in cases of ambiguity and dispute a tribunal will look closely at evidence of
occupation, exercise of authority, and acquiescence by other nations. Recognition by other countries is certainly
relevant. Although abandonment cannot
always be presumed by nonuse, especially if it is not voluntary,[xxvii]
tribunals will require effective exercise of authority in cases where evidence
of discovery is disputed or ambiguous.
The
Clipperton, Palmas, Minquiers and Ecrehos, and Gulf of
Fonseca precedents focus on
"discovery" and--in particular--on "occupation" of small
islets. Although they do not require
too much activity when the islet is uninhabitable, they do indicate a need for
some formal acts and a sufficient presence to let others know of the claim. The
Minquiers and the Gulf of Fonseca cases both stress recent
occupation and control, and tend to ignore activities more than 100 years ago.
In the Spratly dispute in the South China Sea, China has argued on occasion
that Western requirements of formal declarations of sovereignty should not
apply in Asia. But their suggested
substitute--long contact with a region–may not always be sufficient, because it
does not put others on notice that a claim of exclusion has been made.
Is
"contiguity" or geographical proximity relevant to claims of
sovereignty? In the South China Sea,
Malaysia, the Philippines, and even Vietnam have argued that they are entitled
to some or all of the Spratlys because these islands are near their main
territories. Contiguity was rejected in
both the Clipperton and Palmas decisions (it was not a factor in
the Minquiers and Ecrehos case), but the argument continues to have a
persistent practical appeal. China, of
course, thoroughly rejects it.[xxviii]
WHEN CAN ISLETS GENERATE EXTENDED
MARITIME ZONES?
As
explained above, the issues regarding sovereignty over small islet features are
complicated, but once they are resolved another set of equally complicated
issues present themselves regarding boundary delimitation. These issues concern, first, whether the
islet can generate extended maritime zones, and, second, whether the islets
should have an effect on the delimitation of boundaries between adjacent and
opposite states.
Features
That Are Submerged at High Tide Cannot Generate Maritime Zones
This
traditional principle of customary international law is confirmed in Article
121 of the 1982 U.N. Law of the Sea Convention. Claims to maritime zones based on reefs that are submerged at
high tide, even if artificial structures have been built on them, are not
valid.[xxix]
What Island Features Have the Capacity
under Article 121 to Generate EEZs or Continental Shelves?
Features
that are above water at high tide qualify as "islands" under Article
121 of the 1982 Law of the Sea Convention and are generally entitled to
territorial seas. Article 121(3) says,
however, that "[r]ocks which cannot sustain human habitation or an
economic life of their own" do not generate exclusive economic zones or
continental shelves.
The
word "rock" is not defined in the Convention, and has been subject to
several interpretations. One recent
paper prepared by a U.S. law firm employed by Vietnam asserted that a consensus
exists, and that "the overwhelming majority of commentators have argued
that the term should be interpreted as including any small island."[xxx] This paper also asserted that the consensus
agreed that the "human habitation" formula requires at least the
possibility of a permanent civilian population--soldiers and light-house
keepers are not sufficient.[xxxi] The language in Article 121(3) appears to
require that the relevant "economic life" of features must be
"of their own." An artificial
economic life supported by a distant population in order to gain control over
an extended maritime zone is not sufficient.
In
earlier writings, I suggested that only islands that have shown the ability to
sustain stable human populations of at least 50 persons should be allowed to
generate maritime zones, and that the Spratlys do not meet this requirement.[xxxii] Other authors have reached similar
conclusions regarding the inability of these islets to sustain human habitation
and thus to generate exclusive economic zones or continental shelves. Vietnamese officials now appear to have
adopted the view that the Spratly islets cannot generate exclusive
economic zones or continental shelves.[xxxiii] In its May 12, 1977 Statement Declaring a Territorial
Sea, a Contiguous Zone, a Continental Shelf and an Exclusive Economic Zone,
para. 5, Vietnam made a broad claim for all such zones which one commentator
has interpreted to include the Spratlies and Paracels as well as its mainland
coasts. See Valero, id.
at 317 n.12. Ambassador Hasjim Djalal of Indonesia--who
is now President of the Assembly of the International Sea-Bed Authority and the
coordinator of the Indonesian-sponsored workshops on the South China Sea
conflicts--has also expressed that view.[xxxiv] Although the arguments against allowing any
of the Spratlys to generate extended zones seem strong, occasional authors
continue to suggest that at least some of the islands can generate zones.[xxxv] And China frequently acts as if it assumes
the islets can generate extended zones.
How
should this issue ultimately be resolved?
The best approach, in terms of international law, logic, and
practicality would be to deny extended maritime zones to any islet that has not
historically maintained a permanent population of at least 50 or so. The concept of extended maritime zones was
accepted in the 1982 Law of the Sea Convention because it seemed appropriate to
allow coastal populations to have primary responsibility to manage and exploit
adjacent resources. Where there is no
indigenous population, however, this logic does not apply, and the extended
zone should not be permitted. Article
121(3) is based on this perception and should be interpreted in this light.
Should Tiny Islets that Are
Artificially Expanded Be Characterized as "Artificial Islands," and,
If So, What Would Their Legal Status Be?
Article
60(8) of the Law of the Sea Convention states clearly that artificial islands
do not have the capacity to generate exclusive economic zones or continental
shelves. It appears to be necessary to
characterize some of the current structures in the South China Sea as
"artificial islands." The
Chinese occupations of Subi Reef and Johnson South Reef seem like obvious
candidates for this characterization, as does the Malaysian occupation of
Dallas Reef, and the Vietnamese occupations of Vanguard and Prince of Wales
Banks. Another example is the Japanese
islet of Okinotorishima.
Article
60(8) was designed to discourage nations from building up submerged reefs and
low-tide elevations in order to generate extended maritime zones where none had
existed previously. If it is not
interpreted according to its clear language, then we would foresee continued
efforts to reclaim submerged features in order to lay claim to open ocean
areas.
Are All Islets That Are Above Water at
High Tide Entitled to Generate 12-Nautical-Mile Territorial Seas?
Article
3 of the 1982 U.N. Law of the Sea Convention allows "Every State" to
establish territorial seas around its land areas "to a limit not exceeding
12 nautical miles," and Article 121 allows every feature that is above
water at high tide to generate such a zone.
Vietnam declared a 12-nautical-mile territorial sea around the Spratlys
in a 1977 statement[xxxvi]
and China did so in its 1992 Territorial Sea Law.[xxxvii] One commentator reports that Malaysia has
claimed a 12-nautical-mile territorial sea around Swallow Reef and Amboyna Cay
but not its other claimed features.[xxxviii]
Even
though the Law of the Sea Convention allows countries to declare
12-nautical-mile territorial seas around coasts and islands, it does not
necessarily follow that a territorial sea of this size is legitimate in all
locations and for all purposes. Article
300, entitled "Good faith and abuse of rights," reminds countries
that they must not invoke rights under the Convention in a manner that imposes
an unacceptable burden on other nations.
Examples can be found where states have agreed to establish territorial
seas of less than 12 nautical miles around islands that are on the
"wrong" side of a median boundary line. Hiran W. Jayewardene, in his 1990 book,[xxxix] cites the
cases of the Venezuelan island of Isla Patos, between Venezuela and Trinidad
& Tobago,[xl]
the Abu Dhabi island of Dayyinah, between Abu Dhabi and Qatar,[xli]
and the Australian islands in the Torres Strait, between Australia and Papua
New Guinea,[xlii]
all of which have territorial seas of only three nautical miles. The islands in the crowded Aegean Sea
generate only six-nautical-mile territorial seas.[xliii] Ambassador Hasjim Djalal of Indonesia
observed in July 1995 that he did not feel the Spratly islets were entitled to
any territorial seas at all, and instead should be simply protected by a small
"safety zone."[xliv]
WHAT PRINCIPLES GOVERN THE DELIMITATION OF MARITIME
BOUNDARIES?
Once
the difficult and complex issues identified above are addressed and resolved,
it then becomes appropriate to determine how the maritime boundaries in a
region should be drawn. The 1958
Convention on the Continental Shelf[xlv] and the
Convention on the Territorial Sea and Contiguous Zone[xlvi] adopted
the "equidistance principle" as the method for resolving competing
claims to surrounding waters. Under
this principle, a disputed area is divided along a line equidistant between the
countries involved. But the 1982 Law of
the Sea Convention carefully avoids referring to "equidistance" as
the proper approach, and instead provides in Articles 74(1) and 83(1) a
carefully crafted formula that gives only subtle hints regarding how disputes
should be resolved:
The delimitation of the exclusive economic zone [and
continental shelf] between States with opposite or adjacent coasts shall be
effected by agreement on the basis of international law, as referred to in
Article 38 of the Statute of the International Court of Justice, in order to
achieve an equitable solution.
The goal is thus to achieve an
"equitable" resolution to boundary disputes, and a variety of
principles have been developed to achieve this goal.
One
central "equitable principle" is that islands do not have an equal
capacity with land masses to generate maritime zones. Even if an islet is deemed to be capable of generating extended
maritime zones, it would not command equal strength with an opposing
continental area or larger island. To
put the process of the boundary delimitation in perspective, it is useful to
survey the methods that have been used in recent years by the International
Court of Justice and arbitral tribunals.
Even though many of these principles do not directly concern islands, a
listing of them is useful to aid in understanding the role islands play in
these delimitations.
The
International Court of Justice (ICJ) and arbitral tribunals adjudicating
maritime boundary disputes now follow a standard sequence in approaching a
controversy. Professor Jonathan Charney
has recently described this common approach as follows:
First, they define the relevant geographical area and the
area in dispute. Second, they identify
the relevant areas and coastlines.
Third, they spell out all the relevant considerations. Fourth, they develop a provisional line
based upon an analysis of the relevant considerations. Fifth, they check that line against some of
the considerations to determine whether the line is "radically inequitable"
and if so, they adjust it accordingly.[xlvii]
The "equitable principles"
that have been used in recent years to resolve boundary disputes include the
following.
**
The delimitations of the exclusive economic zone and the continental shelves
do not have to be the same, but all recent disputes have been resolved with a
single maritime line.[xlviii] In the Jan Mayen dispute, the parties
did not request a single zone, and the Court addressed the continental shelf
and exclusive economic zone boundaries separately, but found the analysis to be
identical and came up with a single line for both boundaries.[xlix]
**
The equidistance approach can be used as an aid to analysis, but it is not
to be used as a binding or mandatory principle. In the 1985 Libya/Malta case, the 1984 Gulf of Maine
case, and most recently the 1993 Jan Mayen case, the ICJ examined the
equidistance line as an aid to its preliminary analysis, but then adjusted the
line in light of the differences in the length of the coastlines of the
contending parties.[l] This preliminary equidistance line is drawn
from the coastlines themselves, not from any straight baselines.[li] The Court has made it clear in all these
cases that the equidistance line is not mandatory or binding.
**
The proportionality of coasts must be examined to determine if a maritime
boundary delimitation is "equitable." It has now become well established that an essential element of a
boundary delimitation is the calculation of the relative lengths of the
relevant coastlines. If this ratio is
not roughly comparable to the ratio of the provisionally delimited relevant
water areas, then the tribunal will generally make an adjustment to bring the
ratios into line with each other.[lii] In the recent Jan Mayen case, the ICJ
determined that the ratio of the relevant coasts of Jan Mayen (Norway) to
Greenland (Denmark) was 1:9, and ruled that this dramatic difference required a
departure from reliance on the equidistance line. The final result was perhaps a compromise between an equidistance
approach and a proportionality-of-the-coasts approach, with Denmark (Greenland)
receiving three times as much maritime space as Norway (Jan Mayen).
Similarly,
in the Libya/Malta Continental Shelf case, the ICJ started with the
median lines between the countries, but then adjusted the line northward
through 18' of latitude to take account of the "very marked difference in
coastal lengths"[liii]
between the two countries. The court
then confirmed the appropriateness of this solution by examining the
"proportionality" of the length of the coastlines of the two
countries[liv]
and the "equitableness of the result."[lv]
The
proportionality-of-the-coastlines is thus not a mathematically mandatory
requirement, but rather provides a rough sense of justice which the tribunal
uses, along with other factors, to achieve a result that it deems to be
"equitable."[lvi]
**
Geographic considerations will govern maritime boundary delimitations and
nongeographic considerations will only rarely have any relevance.[lvii] The Gulf of Maine case was perhaps
the most dramatic example of the Court rejecting submissions made by the
parties regarding nongeographic considerations, such as the economic dependence
of coastal communities on a fishery, fisheries management issues, and
ecological data.
The
concept of the continental shelf as a "natural prolongation" of the
adjacent continent is a geographical notion, but it has not received prominence
in recent decisions.[lviii] Nevertheless, this term does appear in
Article 76 of the 1982 Law of the Sea Convention, and thus may continue to be
of some relevance. To some extent, the
principle of nonencroachment has taken the place of the natural-prolongation idea.
**
The principle of nonencroachment.
This principle is explicitly articulated in Article 7(6) of the 1982
U.N. Law of the Sea Convention, which says that no state can use a system of
straight baselines "in such a manner as to cut off the territorial sea of
another State from the high seas or an exclusive economic zone." It has recently been relied upon more
expansively in the Jan Mayen case, where the Court emphasized the
importance of avoiding cutting-off the extension of a coastal state's entry
into the sea. Even though Norway's Jan
Mayen Island is minuscule in comparison with Denmark's Greenland, Norway was
allocated a maritime zone sufficient to give it equitable access to the
important capelin fishery that lies between the two land features.[lix] The unusual 16-nautical-mile wide and
200-nautical-mile long corridor drawn in Canada and France's St. Pierre and
Miquelon case also appears to have been based on a desire both to avoid
cutting off these islands' coastal fronts from the sea but at the same time to
avoid blocking access to the open ocean for Canada's Newfoundland coast.
**
The principle of maximum reach.
This principle first emerged in the North Sea Continental Shelf
cases,[lx]
where Germany received a pie-shaped wedge to the equidistant point even though
this allocation cut into the claimed zones of Denmark and the Netherlands. Professor Charney reports that this approach
has been followed in all later cases:
"No subsequent award or judgment has had the effect of fully
cutting off a disputant's access to the seaward limit of any zone."[lxi] In the Gulf of Fonseca case, the
Court recognized the existence of an undivided condominium regime in order to
give all parties access to the maritime zone and its resources,[lxii]
and in the St. Pierre and Miquelon case France was given a narrow
corridor connecting its territorial sea with the outlying high seas.[lxiii] The geographical configuration in the Jan
Mayen case presented different issues.
But even in this situation the Court gave Norway more than it "deserved"
considering the small coastline and geographical size of Jan Mayen island. The motive apparently was to enable Norway
to have at least "limited geographical access to the middle of the
disputed area,"[lxiv]
which contained a valuable fishery.
Professor
Charney identifies several interests that are served by the maximum reach
principle--"status" (by recognizing that even geographically
disadvantaged countries have rights to maritime resources), the right "to
participate in international arrangements as an equal," navigational
freedoms, and "security interests in transportation and mobility."[lxv] Among the South China Sea claimants, the
nonencroachment and maximum reach principles may be especially helpful to
Brunei because its limited coastal frontage would otherwise be in danger of
being dominated by the longer coasts and larger claims of Malaysia.
**
Each competing country is allocated some maritime area. This principle is similar to the nonencroachment
and maximum reach principles, but it is worth restating in this form to
emphasize how the ICJ has reasoned in recent years. Although it has attempted to articulate consistent governing
principles, its approach to each dispute submitted to it has, in fact, been
more akin to the approach of an arbitrator than that of a judge. Instead of applying principles uniformly
without regard to the result they produce, the Court has tried to find a
solution that gives each competing country some of what it has sought and thus
can accept.[lxvi] In that sense, it operates like a court of
equity, or as a court that has been asked to give a decision ex aequo et
bono.[lxvii] Perhaps such an approach is inevitable and
even desirable, given that the goal of a maritime boundary delimitation is to
reach an "equitable solution."
**
Islands have a limited role in resolving maritime boundary disputes. Islands can generate maritime zones,[lxviii]
but they do not generate full zones when they are competing directly against
continental land areas. This conclusion
has been reached consistently by the Court and arbitral tribunals in the 1969 North
Sea Continental Shelf case, the 1977 Anglo-French arbitration, the
1982 Libya/Tunisia Continental Shelf case, the 1985 Libya/Malta
Continental Shelf case, the 1984 Gulf of Maine case, the 1985 Guinea/Guinea-Bissau
arbitration, the 1993 Jan Mayen case, and the 1992 St. Pierre and
Miquelon arbitration.[lxix]
A
few examples may be useful to illustrate how the Court has reasoned. In the Libya/Tunisia Continental Shelf
case, the ICJ followed the Anglo-French arbitration and gave only
"half-effect" to Tunisia's Kerkennah Islands in delimiting the
continental shelf between the two countries, even though the main island of
Kerkennah is 69 square miles in area and has a population of 15,000.[lxx] In the Gulf of Maine case, the
Court's chamber gave only partial effect to Canada's Seal Island even though a
permanent year-round population resides on the island.[lxxi] Perhaps most dramatic is the Libya/Malta
Continental Shelf case, where the court ruled that the tiny uninhabited
island of Filfa, belonging to Malta, should be disregarded altogether, and that
the main island of Malta should, in effect, be given only partial effect
because of its small size in relation to Libya's broad coast.[lxxii] Malta's main island is 122 square miles in
land area, and has a population of 350,000, yet it was not considered to have
full power to generate extended maritime zones when opposed by larger land
areas. The more recent decisions in the
St. Pierre-Miquelon arbitration and the Jan Mayen case reaffirm
this approach. The islands of St.
Pierre and Miquelon were given only territorial sea enclaves plus a corridor to
the high sea,[lxxiii]
and Jan Mayen was given a reduced zone because of its limited size in relation
to the broad coast of Greenland.[lxxiv]
The
results in these cases are of profound importance to any dispute involving
islands. Without exception, the ICJ and
arbitral tribunals have ruled that islands do not generate full zones in
relation to opposing larger land areas.
Even if an islet is entitled to generate an exclusive economic zone, its
capacity to generate such a zone is always viewed as very weak in relation to
any competing claims from opposite or adjacent continental or large-island land
masses.
**
The vital security interests of each nation must be protected. This principle was also recognized in the Jan
Mayen case, where the ICJ refused to allow the maritime boundary to be
drawn too close to Jan Mayen island, and it can be found in the
background of all recent ICJ decisions.
Even as early as the 1917 decision of the Central American Court of
Justice on the Gulf of Fonseca, it was emphasized that the waters of the Gulf
had to be viewed as jointly owned by the three adjoining states because of the
"primordial interests" of "the economic, commercial,
agricultural and industrial life of the riparian States" as well as the
"the interest of national defense."[lxxv] The refusal of tribunals to adopt an
"all-or-nothing" solution in any of these cases illustrates their
sensitivity to the need to protect the vital security interests of each nation.
CONCLUSION
The
legal principles governing islands are still in some dispute, but consensus can
be identified on some issues. With
regard to sovereignty, actual and effective control, particularly during the
past century, is the most important factor, and it will usually be decisive if
some level of acquiescence or acceptance by other nations can also be
established. With regard to generating
continental shelves and exclusive economic zones, countries are making broad
claims for uninhabitable islets, but the better approach is to require a
permanent, nonmilitary population of at least 50 or so before an islet is
allowed to generate an extended maritime zone.
And with regard to boundary delimitations, it is clear that islets play
a limited role, particularly if they are uninhabited or sparsely
inhabited. In some cases, they play a
small or reduced role in determining the angle or placement of the delimitation
line, and in other cases they play almost no role at all.
[ii] Arbitral Award of His Majesty the
King of Italy on the Subject of the Difference Relative to the Sovereignty over
Clipperton Island (France v. Mexico), Jan. 28, 1931, 26 Am. J. Int'l L. 390
(1932) [hereafter cited as Clipperton arbitration]; see generally
Jon Van Dyke and Robert A. Brooks, Uninhabited Islands and the Ocean's
Resources: The Clipperton Island Case, in Law of the Sea: State Practice in Zones of Special
Jurisdiction 351 (Thomas A. Clingan ed., 1982) [hereafter cited as Van Dyke
and Brooks, Clipperton]; and Jon M. Van Dyke and Robert A. Brooks, Uninhabited
Islands: Their Impact on the Ownership
of the Oceans' Resources, 12 Ocean Dev. & Int'l L. J. 265 (1983).
[iii] Arbitral Award Rendered in Conformity
with the Special Agreement Concluded on January 23, 1925, Between the United
States of America and the Netherlands Relating to the Arbitration of
Differences Respecting Sovereignty over the Island of Palmas (Miangas), April
4, 1928, reprinted in 22 Am. J. Int'l L. 867, 909 (1928) [hereafter
cited as Palmas arbitration].
[iv] The Minquiers and Ecrehos Case
(France/United Kingdom), 1953 I.C.J. 47 [hereafter cited as Minquiers and
Ecrehos case].
[v] Land, Island and Maritime Frontier
Dispute (El Salvador/Honduras; Nicaragua intervening), 1992 I.C.J. 351
[hereafter cited as Gulf of Fonseca case]. This decision also involves a dispute over the land boundaries in
this region.
[vi] Clipperton arbitration, supra
note 36, at 393-94.
[vii] Van Dyke and Brooks, Clipperton,
supra note 36, at 357-60.
[viii] Palmas arbitration, supra
note 37, at 867.
[ix] Id. at 893-94.
[x] Minquiers and Ecrehos case, supra
note 38.
[xi] Each group contains "two or
three habitable islets, many smaller islets and a great number of
rocks." 1953 I.C.J. at 53.
[xii] The Court noted that "even if the
Kings of France did have an original feudal title" to the adjacent Channel
Islands, "such a title must have lapsed as a consequence of the events of
the year 1204 and following years."
Id. at 56. "To revive its legal force to-day by attributing
legal effects to it after an interval of more than seven centuries seems to
lead far beyond any reasonable application of legal considerations." Id. at 57.
[xiii] "What is of decisive
importance, in the opinion of the Court, is not indirect presumptions
deduced from events in the Middle Ages, but the evidence which relates directly
to the possession of the Ecrehos and Minquiers groups." Id. at 57 (emphasis added).
[xiv] The United Kingdom submitted evidence
that the Jersey courts had exercised criminal jurisdiction over the Ecrehos and
Minquiers islets during the 19th and 20th centuries, that the few habitable
houses on the islets had been required to pay property taxes, that deeds
conveying property had been registered in Jersey, that custom-houses had been
established by Jersey officials in both islet groups, and that Jersey officials
visited the islets on occasion to license boats, collect census data, and
supervise construction of maritime safety facilities. Id. at 65-66, 69.
[xv] Id. at 53, 67, 72.
[xvi] Id. at 71.
[xvii] Gulf of Fonseca case, supra
note 39.
[xviii] Id., 1992 I.C.J. at 380-81,
para. 29, and 558, para. 333.
[xix] Id. at 380-81, para. 29.
[xx] The Chamber quoted, as what it
described as "a classic dictum," the opinion of arbitrator Huber in
the Island of Palmas case:
"practice,
as well as doctrine, recognizes--though under different legal formulae and with
certain differences as to the conditions required--that the continuous and
peaceful display of territorial sovereignty (peaceful in relation to other
States) is as good as a title" (United Nations, Reports of
International Arbitral Awards, Vol. II, p. 839).
Id. at 563, para. 342.
The
Chamber then went on to say with regard to the dispute before it:
Where
the relevant administrative boundary was ill-defined or its position disputed,
in the view of the Chamber the behaviour of the two newly independent States in
the years following independence may well serve as a guide to where the
boundary was, either in their shared view, or in the view acted on by one and
acquiesced in by the other .... This
aspect of the matter is of particular importance in relation to the status of
the islands, by reason of their history.
[xxi] Id. at 566, para. 347.
[xxii] Id. at 566-70, paras. 348-55.
[xxiii] Id. at 570, para. 356.
[xxiv] Id. at 570-79, paras.
356-68. Honduras made one protest in
1991, but the Chamber viewed this effort as untimely. Id. at 575-77, paras. 362-64. The Chamber also emphasized that Honduras should have protested a
delimitation of the Gulf of Fonseca that had the effect of casting doubt on
Honduras's claim of sovereignty over Meanguera. Id. at 577-78, paras. 365-66.
[xxv] Id. at 579, para. 368.
[xxvi] The International Court of Justice
agreed that less in the way of formal displays of sovereignty are required for
uninhabited or thinly populated areas in the Advisory Opinion on Western
Sahara, 1975 I.C.J. 12, 43 (1975).
[xxvii] See Daniel J. Dzurek, Southeast
Asian Offshore Oil Disputes, in Ocean Yearbook 11 at 157, 170 (1994)
[hereafter cited as Dzurek, Offshore Oil Disputes].
[xxviii] See, e.g., Ji Guoxing, supra
note 92, at 18: "To lay claim to
islands proximate to one's country contravenes not only international law but
also international justice and peace ....
If each country acts like that, the world would be in a muddle."
[xxix] Article 60(8) of the Law of the Sea
Convention, supra note 113, states that artificial islands generate no
zones. See Charney, East Asia,
supra note 138, at 736:
"There is no support [for a claim based on a submerged reef] in the
LOS Convention or in general international law." Article 47(1) of the Law of the Sea Convention does allow dying
reefs to be used as archipelagic basepoints and Article 7(4) allows baselines
to be drawn from low-tide elevations if they have lighthouse on them or have
received "general international recognition."
[xxx] Clagett, supra note 82, at 386.
[xxxi] Id.
[xxxii] Van Dyke & Bennett, supra
note 65, at 75-80, 89.
[xxxiii] Ho Si Thoang, chair of PetroVietnam, has been
quoted as saying that "by international law a chain of atolls like the
Spratlys are not entitled to a 200-nautical mile economic zone." Daniel Dzurek, Southeast Asian Offshore
Oil Disputes, in Ocean Yearbook 11 at 171 (citing PetroVietnam
Official on Spratlys Exploration, Bangkok Post, Inside Indochina
(supplement), Nov. 2, 1993, at 2, as transcribed in FBIS, Daily Report: East Asia, Nov. 3, 1993, at 54).
At the First Meeting of the
Technical Working Group on Legal Matters of the Indonesian-Canadian workshops
on the South China Sea, held in Phuket, Thailand, July 2-5, 1995, the
Vietnamese Legal Adviser, Nguyen Qui Binh, told me that Vietnam did not think
the Spratly islets had the capacity to generate exclusive economic zones or
continental shelves.
[xxxiv] See Summary of Proceedings of the
First Technical Working Group Meeting on Legal Matters in the South China Sea,
Phuket, Thailand, July 2-5, 1995, at 10.
[xxxv] See, e.g., Dzurek, Offshore
Oil Disputes, supra note 61, at 171; Prescott, Commentary and Map,
supra note 16, at 36; Prescott (ISEAS 1993), supra note 209;
Haller-Trost (1994), supra note 63, at 66. Coquia, supra note 180, at 120, also appears to believe
that ownership of the Spratly islets "will enable a claimant state to
declare jurisdiction and/or sovereignty over wide areas of the ocean,"
even though he acknowledges that the islets "can hardly support human
habitation."
[xxxvi] Statement of May 12, 1977, reprinted
in 2 North America, Asia-Pacific and the Development of the Law of the Sea
(Myron Nordquist and Choon-Ho Park, eds. 1981), and cited in Valero, supra
note , at 317 n.12.
[xxxvii] 1992 Territorial Sea Law, supra
note 91.
[xxxviii] Haller-Trost (1994), supra note
63, at 66.
[xxxix] Hiran W. Jayewardene, The Regime of
Islands in International Law (Dordrecht:
Martinus Nijhoff, 1990).
[xl] Id. at 425.
[xli] Id. at 437.
[xlii] Id. at 441, 455, 485.
[xliii] See generally Jon M. Van Dyke, The
Aegean Sea Dispute: Options and Avenues,
20 Marine Policy 397 (1966); also published in Aegean Issues: Problems - Legal and Political Matrix 59
(Ankara: Foreign Policy Institute,
1995).
[xliv] Summary of Proceedings of First
Technical Working Group Meeting on Legal Matters in the South China Sea,
Phuket, Thailand, July 2-5, 1995, at 10.
[xlv] Continental Shelf Convention, supra
note 115, art. 6.
[xlvi] Territorial Sea Convention, supra
note 205, art. 12.
[xlvii] Jonathan I. Charney, Progress in
International Maritime Boundary Delimitation Law, 88 Am. J. Int'l L. 227,
234 (1994) [hereafter cited as Charney, Progress] (quoting from the
Delimitation of the Maritime Boundary in the Gulf of Maine Area (Can./U.S.),
1984 I.C.J. 246, 342 para. 237 [hereafter cited as Gulf of Maine case).
[xlviii] See id. at 245-47.
[xlix] Maritime Delimitation in the Area
Between Greenland and Jan Mayen (Den. v. Nor.), 1993 I.C.J. 38, 61-62 paras.
52-53, 69-70 para. 71, 79 para. 90 [hereafter cited as Jan Mayen case].
[l] See Charney, Progress,
supra note 277, at 244-45.
[li] Continental Shelf (Tunisia/Libya),
1982 I.C.J. 18; Continental Shelf (Libya/Malta), 1985 I.C.J. 13, 48; Clagett, supra
note 82, at 430. In the Gulf of
Maine case, the line AB was delineated as a bisector of the coastal
general-direction lines. 1984 I.C.J. at
333, para. 213. The map used in the Jan
Mayen case also indicates that a simplification of Greenland's coast was
used, or the coastal ratio would have been much higher than 9:1. 1993 I.C.J. at 80.
[lii] This approach has been used
particularly in the Gulf of Maine and the Libya/Malta Continental
Shelf cases, and has been used more recently in Jan Mayen and St.
Pierre and Miquelon cases. See
generally Charney, Progress, supra note 277, at 241-43.
[liii] Libya/Malta Continental Shelf Case,
1985 I.C.J. 13, 49 para. 66.
[liv] Id. at 53 para. 74.
[lv] Id. para. 75. In the Delimitation of the Maritime Boundary
between Guinea and Guinea-Bissau, 25 I.L.M. 252 (1986), the arbitral tribunal
also evaluated the "proportionality" of the coasts to determine
whether an "equitable solution" had been achieved by the boundary
line chosen. Id. para. 120.
[lvi] One commentator has noted, for
instance, that "in some cases it is obvious that the tentative boundary
achieves an adequate degree of proportionality, for example, Guinea/Guinea
Bissau, 25 I.L.M. at 301, and in some cases it is obvious that it does not,
for example, Libya/Malta, 1985 I.C.J. at 53." Clagett, supra note 82, at 385 n.87.
[lvii] See Charney, Progress, supra
note 277, at 236 (discussing Continental Shelf (Libya/Malta), 1985 I.C.J. 13,
and Delimitation of the Maritime Areas between Canada and France (St. Pierre
and Miquelon), 31 I.L.M. 1149 (1992) [hereafter cited as St. Pierre and
Miquelon case]).
[lviii] The natural prolongation claim was
recognized in the North Sea Continental Shelf Cases (F.R.G. v. Denmark, F.R.G.
v. Netherlands), 1969 I.C.J. 1, but it appears to have been rejected in the Libya/Tunisia,
the Libya/Malta, and the Gulf of Maine cases. In the St. Pierre and Miquelon case,
the tribunal stated that the continental shelf was generated by both Canada's
and France's land territories, and thus that it was not a "natural
prolongation" of one country as opposed to the other.
[lix] 1993 I.C.J. 38, 69 para. 70, 79-81
para. 92.
[lx] North Sea Continental Shelf Cases
(F.R.G. v. Denmark, F.R.G. v. Netherlands), 1969 I.C.J. 1, 45 para. 81.
[lxi] Charney, Progress, supra
note 277, at 247.
[lxii] 1992 I.C.J. at 606-09 paras. 415-20.
[lxiii] 31 I.L.M. at 1169-71 paras. 66-74.
[lxiv] Charney, Progress, supra
note 277, at 248.
[lxv] Id. at 249.
[lxvi] This point is developed in more detail
in Mark B. Feldman, International Maritime Boundary Delimitation: Law and Practice; From the Gulf of Maine to
the Aegean Sea (paper submitted to the Conference on Aegean Issues: Problems and Political Matrix, sponsored by
the Foreign Policy Institute, Hacettepe University, Jan. 19-20, 1995). Feldman states that tribunals adjudicating
international maritime boundary cases "never award[] a party the whole of
its claim. The result is always a
compromise of one form or other." Id.
at 1; see also id. at 12.
[lxvii] Normally the Court will issue a
decision ex aequo et bono only "if the parties agree thereto
...." I.C.J. Statute, art. 38 (2).
[lxviii] Law of the Sea Convention, supra
note 113, art. 121; the I.C.J. ruled in the Jan Mayen case that Jan
Mayen could generate an exclusive economic zone and continental shelf even
though this 380-square-kilometer barren islet has never sustained a permanent
population, and maintains only a scientific station staffed by 25 rotating
individuals. 1993 I.C.J. at 38, 69,
73-74 paras. 70, 80.
[lxix] See Van Dyke & Bennett, supra
note 65, at 54-64 (discussing Case Concerning the Delimitation of the
Continental Shelf Between the United Kingdom of Great Britain and Northern
Ireland, and the French Republic, 18 United Nations Reports of International
Arbitral Awards (R.I.A.A.) 74 (1977), reprinted in 18 I.L.M. 397 (1979);
Case Concerning the Continental Shelf (Tunisia/Libya), 1982 I.C.J. 18; Gulf
of Maine case, supra note 277; and Continental Shelf (Libya/Malta),
1985 I.C.J. 13). See also
Charney, East Asia, supra note 138, at 741: "small features distant from the
mainland shore usually have a limited impact on the overall maritime
delimitations within the 200-nautical-mile EEZ as a result of the application
of various techniques for enclaving and discounting these features."
[lxx] 1982 I.C.J. at 89, para. 129.
[lxxi] 1984 I.C.J. at 336-37 para. 227.
[lxxii] 19